Control body and self-regulation

Adequaris is a member of the Swiss Association of Asset Managers (SAAM) in Zürich, which operates as a self-regulatory organization (SRO).

The provision of financial services by adequaris AG is subject to a recognized code of conduct for independent asset managers, members of the Swiss Association of Asset Managers, in its respective valid version and which has been recognized by the Swiss Financial Market Supervisory Authority (FINMA). The company Adequaris AG is affiliated with the self-regulatory organization of the SAAM. The SAAM monitors and controls Adequaris AG with respect to its code of conduct and the Swiss laws on money laundering. Complaints about Adequaris AG can be forwarded to the SAAM
www.vsv-asg.ch

SAAM is the leading association of independent asset managers in Switzerland. Membership in the SAAM is considered a seal of approval for reputable and high-valued services in the field of asset management. With its signature and adherence to the rules of SAAM, Adequaris is recognized as a qualified expert, and thus our company fulfills the legal basis for the Collective Investment Schemes Act (CISA).

Finally, the auditing body mandated to monitor compliance with all these rules and other directives is Axalta Treuhand AG in Düdingen .
www.axalta.ch